This qualification is for financial planners who provide a range of standard financial planning services and individuals providing specialist para-planning services. Individuals in these roles require well-developed skills and a broad knowledge base of the financial planning sector and the ASIC regulatory framework. Individuals in these roles have autonomy in performing technical operations, apply solutions to a range of often complex problems, and analyse and evaluate information from a variety of sources. They apply initiative to plan, coordinate and evaluate their own work and provide guidance to others.

Unit Name and National Code

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Financial Planning Module 1

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FNSINC401 Apply principles of professional practice to work in the financial services industry

BSBITU402 Develop and use complex spreadsheets

Financial Planning Module 2

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FNSFPL507 Provide financial planning advice

FNSFPL501 Comply with financial planning practice ethical and operational guidelines and regulations

FNSFPL502 Conduct financial planning analysis and research

FNSFPL501 Determine client requirements and expectations

Financial Planning Module 3

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FNSFPL503 Develop and prepare financial plan

FNSFPL504 Implement financial plan

FNSFPL505 Review financial plans and provide ongoing service

Financial Planning Module 4

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FNSASIC301 Establish client relationship and analyse needs

FNSASIC302 Develop, present and negotiate client solutions

BSBCUS501  Manage quality customer service

Financial Planning Module 5

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FNSINC501 Conduct Product Research to Support Recommendations

FNSFPL508  Conduct complex financial planning research

FNSASICZ503  Provide advice in financial planning